Kwok, Chi Lap 郭志立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2007-03-07 | 2007-11-19 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-11-01 | 2007-11-19 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-04-22 | |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2021-04-22 | |
| 5 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2010-03-22 | 2011-06-10 | Rep | Dealing in securities | 2010-03-22 | 2011-06-10 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-12-28 | 2021-03-18 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-12-03 | 2019-10-17 | Rep | Dealing in securities | 2007-12-03 | 2021-03-18 |
| 8 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-20 | 2019-01-25 |
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