Lam, Kevin Kai Wing 林繼榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Advising on corporate finance | 2004-02-18 | Rep | Advising on securities | 2004-02-18 | Rep | Asset management | 2004-02-18 | Rep | Dealing in securities | 2008-10-20 | Rep | Dealing in futures contracts | 2007-07-12 | 2008-10-20 |
| 2 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-07-26 | 2018-10-15 | Rep | Advising on securities | 2018-08-31 | 2019-03-06 | RO | Dealing in securities | 2018-10-15 | RO | Advising on securities | 2019-03-06 |
| 3 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-11-17 | 2015-11-13 |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-11-17 | 2015-11-13 |
| 5 | Forwin Futures Group Limited | RO | Dealing in futures contracts | 2016-09-22 | 2017-01-31 |
| 6 | Forwin Securities Group Limited | Rep | Dealing in securities | 2015-12-07 | 2016-03-11 | RO | Dealing in securities | 2016-03-11 | 2017-01-31 |
| 7 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-10-22 | 2011-05-03 | Rep | Dealing in securities | 2008-10-22 | 2011-05-03 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2011-10-29 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-13 | 2011-10-29 |
| 10 | SBI E2-Capital Securities Limited | RO | Dealing in futures contracts | 2017-02-21 | 2018-07-15 | RO | Dealing in securities | 2017-02-21 | 2018-07-15 |
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