Lau, Nga Yeung 劉雅揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-05 | |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2020-12-16 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-05 | |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-02-24 | 2017-07-11 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2010-09-29 | 2017-07-11 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-02-24 | 2017-07-11 | Rep | Leveraged foreign exchange trading | 2007-12-03 | 2017-07-11 |
| 7 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2017-07-11 |
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