Lee, Wai Keung (SFC:ANT413) 李偉強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CN FIRST INTERNATIONAL FUTURES LIMITED | Rep | Dealing in securities | 2021-03-22 | 2021-06-09 | Rep | Dealing in futures contracts | 2021-04-13 | RO | Advising on securities | 2021-06-09 | RO | Dealing in securities | 2021-06-09 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-08-07 | 2012-08-10 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-08-07 | 2012-08-10 | Rep | Leveraged foreign exchange trading | 2007-02-27 | 2012-08-10 |
| 4 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-07-28 | 2018-02-28 |
| 5 | Mason Securities Limited | Rep | Dealing in securities | 2016-07-28 | 2018-02-28 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-06-17 | 2016-07-24 | Rep | Dealing in securities | 2016-06-17 | 2016-07-24 |
| 7 | Sun Growth Futures Limited | Rep | Dealing in futures contracts | 2018-10-03 | 2019-02-28 |
| 8 | SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2018-03-12 | 2019-10-04 | RO | Dealing in securities | 2019-10-04 | 2020-12-31 |
| 9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-08-21 | 2016-07-24 |
| 10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-08-21 | 2016-07-24 | Rep | Leveraged foreign exchange trading | 2012-08-21 | 2016-07-24 |
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