Mok, Harvey Po Lun 莫報倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-03 | Rep | Asset management | 2003-09-03 | Rep | Automated trading services | 2003-09-03 | Rep | Dealing in futures contracts | 2021-05-14 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-03 | Rep | Advising on securities | 2003-09-03 | Rep | Asset management | 2003-09-03 | Rep | Automated trading services | 2003-09-03 | Rep | Dealing in securities | 2021-05-14 | Rep | Leveraged foreign exchange trading | 2007-12-07 | 2019-12-12 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-05-26 | 2023-10-31 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-05-26 | 2023-10-31 |
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