Ngai, Sze Wing 倪思穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gulf Line Capital Advisors Limited | Rep | Advising on securities | 2016-03-21 | 2016-07-29 | Rep | Asset management | 2016-03-21 | 2016-07-29 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-09 | 2013-02-09 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-09 | 2013-02-09 |
| 4 | INNOVAX CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-01-16 | Rep | Dealing in securities | 2018-01-16 |
| 5 | Yi Shun Da Capital Limited | Rep | Advising on corporate finance | 2016-08-24 | 2017-12-29 | Rep | Dealing in securities | 2016-08-24 | 2017-12-29 |
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