Sin, Pun To 冼本濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-05 | 2012-11-08 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-09-05 | 2012-11-08 |
| 3 | Future Growth Asset Management Limited | RO | Advising on securities | 2017-11-14 | 2021-06-03 | RO | Asset management | 2017-11-14 | 2021-06-03 |
| 4 | Future Growth Financial Services Limited | RO | Leveraged foreign exchange trading | 2017-11-14 | 2020-03-27 | RO | Dealing in futures contracts | 2017-11-14 | 2021-06-03 | RO | Dealing in securities | 2017-11-14 | 2021-06-03 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-02-28 | 2012-06-01 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-17 | 2012-06-01 | Rep | Dealing in securities | 2005-11-28 | 2012-06-01 |
| 7 | Zhongpu International Futures CO., Limited | Rep | Dealing in futures contracts | 2021-06-15 | 2021-06-22 | RO | Dealing in futures contracts | 2021-06-22 | 2022-01-18 | RO | Dealing in securities | 2021-08-16 | 2022-01-18 |
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