Tam, Tsz Chung (SFC:ATX450) 譚子聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-04-06 | 2019-09-16 | Rep | Dealing in securities | 2018-04-06 | 2019-09-16 | Rep | Asset management | 2018-04-06 | 2021-10-01 | RO | Advising on securities | 2019-09-16 | 2021-10-01 | RO | Dealing in securities | 2019-09-16 | 2021-10-01 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-08 | 2012-03-24 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-10-08 | 2012-03-24 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-04-02 | 2017-08-11 |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-04-02 | 2017-08-11 |
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