Tam, Joe Tsz Wing 譚子泳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-06-11 | Rep | Asset management | 2003-06-11 | Rep | Dealing in futures contracts | 2005-08-15 | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2005-08-15 |
| 2 | CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-19 | |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-09-07 | 2005-08-15 |
| 4 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-29 | 2007-05-16 |
| 5 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-29 | 2007-05-16 |
| 6 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-29 | 2007-05-16 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-06-05 | 2021-04-14 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-06-05 | 2019-10-16 | Rep | Dealing in securities | 2007-06-05 | 2021-04-14 |
| 9 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-26 | 2019-01-25 |
| 10 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-04-27 | |
| 11 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-27 |
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