Tsang, Kim Po 曾劍波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA FUTURES LIMITED | RO | Dealing in futures contracts | 2022-11-23 | |
| 2 | EAST ASIA SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2022-11-23 | RO | Advising on securities | 2023-11-03 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-06 | Rep | Asset management | 2003-10-06 | Rep | Automated trading services | 2003-10-06 | Rep | Dealing in futures contracts | 2017-01-24 | RO | Dealing in futures contracts | 2017-01-24 | 2021-12-10 | RO | Advising on futures contracts | 2018-03-07 | 2021-12-10 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2003-10-06 | Rep | Dealing in securities | 2017-01-24 | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2019-10-18 | RO | Dealing in securities | 2017-01-24 | 2021-12-10 |
| 5 | iBest Securities Company Limited | RO | Dealing in securities | 2017-01-24 | 2018-10-24 |
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