Zhang, Wenxian (SFC:AJC736) 張文先
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-09-24 | 2007-11-24 |
| 2 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2009-12-17 | 2011-01-07 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2013-12-13 | 2019-08-31 | Rep | Advising on securities | 2013-12-13 | 2019-08-31 | Rep | Asset management | 2013-12-13 | 2019-08-31 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2013-12-13 | 2019-08-31 | Rep | Advising on securities | 2013-12-13 | 2019-08-31 | Rep | Asset management | 2013-12-13 | 2019-08-31 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2013-12-13 | 2019-08-31 | Rep | Asset management | 2013-12-13 | 2019-08-31 | Rep | Dealing in securities | 2013-12-13 | 2019-08-31 |
| 6 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-05-10 | 2011-04-13 | RO | Advising on securities | 2011-04-13 | 2013-12-02 |
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