Chan, Tommy Kwok Ming 陳國明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-21 | 2015-07-25 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2011-05-20 | 2015-07-25 | Rep | Dealing in securities | 2013-06-21 | 2015-07-25 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-08-25 | 2021-10-08 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-25 | 2021-10-08 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-08-25 | 2021-10-08 |
| 6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-25 | 2021-10-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy