Lo, Pui Chi Lyon 盧佩芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-12 | 2008-08-01 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-08-21 | 2015-06-04 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-19 | 2017-02-22 |
| 4 | HOENIG (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Dealing in securities | 2004-02-20 | Rep | Dealing in securities | 2004-02-23 | 2004-03-31 |
| 5 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2004-02-20 | 2008-04-14 | Rep | Dealing in securities | 2004-02-20 | 2008-04-14 |
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