Shea, Kai Ming 佘啟明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-04-28 | 2018-07-27 | RO | Dealing in securities | 2014-08-19 | 2018-07-27 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Dealing in securities | 2014-04-28 | 2014-08-19 | Rep | Advising on corporate finance | 2014-04-28 | 2018-07-27 | RO | Dealing in securities | 2014-08-19 | 2018-07-27 |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-11-01 | 2022-08-03 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-11-01 | 2019-03-05 | RO | Dealing in securities | 2019-03-05 | 2022-08-03 |
| 5 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2005-03-16 | |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2005-03-16 | 2008-12-03 | Rep | Dealing in securities | 2005-03-16 | 2008-12-03 | Rep | Advising on securities | 2010-01-13 | 2014-03-07 | Rep | Dealing in securities | 2010-01-13 | 2014-03-07 |
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