Yuan, Joy Fangyue 袁方悅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WINNINGTON CAPITAL LIMITED | Rep | Advising on futures contracts | 2010-04-13 | 2010-09-09 | Halbis Capital Management (Hong Kong) Limited | Rep | 2011-02-15 | 2011-12-31 | HSBC Global Asset Management (Hong Kong) Limited | Rep | 2011-02-15 | 2020-03-03 |
| 2 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2005-08-01 | 2006-01-09 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2006-02-15 | 2007-12-05 | WINNINGTON CAPITAL LIMITED | Rep | 2010-04-13 | 2010-09-09 | Halbis Capital Management (Hong Kong) Limited | Rep | 2011-02-15 | 2011-12-31 | HSBC Global Asset Management (Hong Kong) Limited | Rep | 2011-02-15 | 2020-03-03 |
| 3 | WINNINGTON CAPITAL LIMITED | Rep | Asset management | 2010-04-13 | 2010-09-09 | Halbis Capital Management (Hong Kong) Limited | Rep | 2011-02-15 | 2011-12-31 | HSBC Global Asset Management (Hong Kong) Limited | Rep | 2011-02-15 | 2020-03-03 | ApaH Capital Management Limited | Rep | 2021-02-17 | 2022-04-24 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-02-17 | 2007-12-05 |
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