Li, Zhe (SFC:AOT398) 李喆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2011-04-06 | 2011-04-08 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-04-02 | 2011-04-08 |
| 3 | HAMON ASIAN ADVISORS LIMITED | Rep | Asset management | 2011-07-12 | 2011-12-17 |
| 4 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2011-07-12 | 2011-12-17 | Rep | Advising on securities | 2011-07-12 | 2011-12-17 | Rep | Asset management | 2011-07-12 | 2011-12-17 |
| 5 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2011-07-12 | 2011-12-17 | Rep | Asset management | 2011-07-12 | 2011-12-17 |
| 6 | Springs Capital (Hong Kong) Limited | Rep | Advising on securities | 2011-12-29 | 2012-07-12 | Rep | Asset management | 2011-12-29 | 2012-07-12 | RO | Advising on securities | 2012-07-12 | 2018-09-06 | RO | Asset management | 2012-07-12 | 2018-09-06 |
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