Li, Alfred Ching Ming 李正鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-07 | 2014-07-24 | Rep | Dealing in securities | 2014-01-07 | 2014-07-24 | Rep | Leveraged foreign exchange trading | 2014-01-07 | 2014-07-24 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-08-18 | 2016-01-29 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-08-18 | 2016-01-29 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-17 | 2013-12-23 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-02-23 | 2013-12-23 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-02-23 | 2013-12-23 |
| 7 | SunAsia Investment Management Limited | Rep | Asset management | 2016-03-01 | 2017-04-18 |
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