Wong, James Chung Yin 黃頌賢

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL SECURITIES LIMITED Rep Dealing in futures contracts 2022-04-27 2023-06-30
2 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2005-07-27 2010-09-14
Rep Automated trading services 2008-11-07 2010-09-14
Rep Dealing in futures contracts 2008-11-07 2010-09-14
3 Credit Suisse Futures (Hong Kong) Limited Rep Automated trading services 2005-07-27 2008-11-24
Rep Dealing in futures contracts 2005-07-27 2008-11-24
4 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2005-07-27 2010-09-14
5 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2004-01-19
Rep Asset management 2004-01-19
Rep Dealing in futures contracts 2005-07-07
Rep Dealing in futures contracts 2011-01-24 2012-04-16
6 HSBC FUTURES (SINGAPORE) PTE LTD Rep Advising on futures contracts 2003-08-29
Rep Asset management 2003-08-29
Rep Dealing in futures contracts 2005-07-07
Rep Dealing in futures contracts 2011-01-24 2012-03-23
7 HSBC SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2004-01-19
Rep Advising on securities 2004-01-19
Rep Asset management 2004-01-19
Rep Dealing in securities 2005-07-07
8 JEFFERIES BACHE (HONG KONG) LIMITED Rep Dealing in futures contracts 2012-07-09 2012-11-30
9 Jefferies Hong Kong Limited Rep Dealing in futures contracts 2012-10-10 2015-08-14
Rep Dealing in securities 2012-12-14 2015-08-14
10 Vantage Capital Markets HK Limited Rep Dealing in futures contracts 2015-09-10 2022-04-12
Rep Dealing in securities 2015-09-10 2022-04-12

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