Byun, Kara Kyung Wha
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-08-13 | 2008-02-23 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-08-13 | 2008-02-23 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-10-06 | 2022-11-11 | Rep | Dealing in securities | 2022-10-06 | 2022-11-11 | Rep | Advising on securities | 2023-05-22 | 2023-07-24 | Rep | Dealing in securities | 2023-05-22 | 2023-07-24 | Rep | Advising on securities | 2023-10-26 | 2023-11-10 | Rep | Dealing in securities | 2023-10-26 | 2023-11-10 | Rep | Advising on securities | 2024-03-12 | Rep | Asset management | 2024-03-12 | Rep | Dealing in securities | 2024-03-12 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-10-06 | 2022-11-11 | Rep | Dealing in securities | 2022-10-06 | 2022-11-11 | Rep | Advising on securities | 2023-05-22 | 2023-07-24 | Rep | Dealing in securities | 2023-05-22 | 2023-07-24 | Rep | Advising on securities | 2023-10-26 | 2023-11-10 | Rep | Dealing in securities | 2023-10-26 | 2023-11-10 |
| 5 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2011-01-25 | 2017-04-20 |
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