Byun, Kara Kyung Wha
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-08-13 | 2008-02-23 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-08-13 | 2008-02-23 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2011-01-25 | 2017-04-20 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-10-06 | 2022-11-11 |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2022-10-06 | 2022-11-11 |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-10-06 | 2022-11-11 |
| 7 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-10-06 | 2022-11-11 |
| 8 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-05-22 | 2023-07-24 |
| 9 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-05-22 | 2023-07-24 |
| 10 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-05-22 | 2023-07-24 |
| 11 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-05-22 | 2023-07-24 |
| 12 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-10-26 | 2023-11-10 |
| 13 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-10-26 | 2023-11-10 |
| 14 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-26 | 2023-11-10 |
| 15 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-10-26 | 2023-11-10 |
| 16 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-03-12 | |
| 17 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2024-03-12 | |
| 18 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2024-03-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy