Cheung, Ka Mei 張家美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITY CREDIT CAPITAL (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2012-11-27 | 2012-12-29 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-02-18 | 2016-08-06 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2016-11-14 | 2017-06-02 | Rep | Advising on securities | 2016-11-14 | 2017-06-02 | Rep | Asset management | 2016-11-14 | 2017-06-02 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2016-11-14 | 2017-06-02 | Rep | Advising on securities | 2016-11-14 | 2017-06-02 | Rep | Asset management | 2016-11-14 | 2017-06-02 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2016-11-14 | 2017-06-02 | Rep | Asset management | 2016-11-14 | 2017-06-02 | Rep | Dealing in securities | 2016-11-14 | 2017-06-02 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-06-06 | 2011-02-09 |
| 7 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-06-06 | 2011-02-09 |
| 8 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2011-02-15 | 2012-06-05 | Rep | Automated trading services | 2011-03-21 | 2012-06-05 |
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