SFC licences of Chui, Chi-Sun 徐志真

Chui, Chi-Sun 徐志真

Key data
Positions

Current
History

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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	Organisation	Role	Activity	From	Until
1	GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance		2004-06-19
	GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep			2004-06-19
2	GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts		2004-06-19
3	GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities		2004-06-19
	GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep			2004-06-19
4	GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management		2004-06-19
	GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep			2004-06-19
	GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep			2004-06-19
5	SG SECURITIES (HK) LIMITED	Rep	Automated trading services	2013-08-02	2014-02-28
6	GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts		2004-06-19
	DEUTSCHE SECURITIES ASIA LIMITED	Rep		2004-07-16	2005-08-30
	BEAR STEARNS ASIA LIMITED	Rep		2006-09-29	2008-04-22
	LEHMAN BROTHERS ASIA LIMITED	Rep		2008-07-02	2008-09-29
	NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep		2008-10-10	2009-10-10
	Nomura Asia Investment (Hong Kong) Limited	Rep		2008-12-15	2009-10-10
	SG SECURITIES (HK) LIMITED	Rep		2013-08-02	2014-02-28
7	GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities		2004-06-19
	GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep			2004-06-19
	DEUTSCHE SECURITIES ASIA LIMITED	Rep		2004-07-16	2005-08-30
	BEAR STEARNS ASIA LIMITED	Rep		2006-09-29	2008-04-22
	LEHMAN BROTHERS ASIA LIMITED	Rep		2008-07-02	2008-09-29
	NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep		2008-10-10	2009-10-10
	NOMURA SECURITIES (HONG KONG) LIMITED	Rep		2008-12-15	2009-10-10
	HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep		2010-04-12	2012-03-28
	SG SECURITIES (HK) LIMITED	Rep		2013-08-02	2014-02-28

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