Chui, Chi-Sun 徐志真
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-06-19 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-06-19 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-06-19 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-06-19 | |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-06-19 | |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2004-06-19 | |
| 7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Asset management | 2004-06-19 | |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-19 | |
| 9 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-06-19 | |
| 10 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Asset management | 2004-06-19 | |
| 11 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-06-19 | |
| 12 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-07-16 | 2005-08-30 |
| 13 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-07-16 | 2005-08-30 |
| 14 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-09-29 | 2008-04-22 |
| 15 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2006-09-29 | 2008-04-22 |
| 16 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-07-02 | 2008-09-29 |
| 17 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-07-02 | 2008-09-29 |
| 18 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-10-10 |
| 19 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-10-10 |
| 20 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-15 | 2009-10-10 |
| 21 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-15 | 2009-10-10 |
| 22 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-04-12 | 2012-03-28 |
| 23 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2013-08-02 | 2014-02-28 |
| 24 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-08-02 | 2014-02-28 |
| 25 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-08-02 | 2014-02-28 |
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