Lam, Milton Chi Siu 林子紹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-10-09 | |
| 2 | Newedge Broker Limited | Rep | Asset management | 2003-10-09 | |
| 3 | Newedge Broker Limited | Rep | Automated trading services | 2004-05-07 | |
| 4 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2004-05-07 | |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-05-10 | 2009-01-17 |
| 6 | Newedge Broker Limited | Rep | Dealing in securities | 2004-05-07 | |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-05-10 | 2009-01-17 |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-14 | 2009-01-17 |
| 9 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2009-03-18 | 2010-04-13 |
| 10 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-06-02 |
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