Teo, Kim Guan 張金源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Asset management | 2006-09-07 | 2007-07-01 | Rep | Advising on securities | 2006-09-07 | 2008-08-08 | RO | Advising on securities | 2008-08-08 | 2014-09-01 | RO | Asset management | 2008-08-08 | 2014-09-01 |
| 2 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-06 | 2018-02-01 | Rep | Dealing in futures contracts | 2018-08-13 | 2018-11-20 | RO | Advising on futures contracts | 2018-11-20 | 2023-12-31 | RO | Dealing in futures contracts | 2018-11-20 | 2023-12-31 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-06 | 2018-02-01 | Rep | Dealing in securities | 2018-08-13 | 2018-11-20 | RO | Dealing in securities | 2018-11-20 | 2023-12-31 |
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