Tam, Wing Shu 譚永樹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Prospect Securities Limited | RO | Dealing in securities | 2016-01-22 | 2017-01-27 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-07 | Rep | Advising on securities | 2004-01-07 | Rep | Asset management | 2004-01-07 | Rep | Automated trading services | 2004-01-07 | Rep | Dealing in securities | 2007-07-27 |
| 3 | EXCEL PRECISE SECURITIES LIMITED | RO | Dealing in securities | 2017-10-16 | 2021-07-23 |
| 4 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-08-09 | 2015-12-01 | Rep | Dealing in futures contracts | 2008-10-08 | 2012-04-12 |
| 5 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-04 | 2022-02-11 |
| 6 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2022-03-04 | 2022-03-14 | RO | Dealing in securities | 2022-03-14 |
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