Wong, Chi Hui 黃志栩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AA Investment Management Limited | Rep | Advising on securities | 2024-04-18 | 2024-04-26 | Rep | Asset management | 2024-04-18 | 2024-04-26 | Rep | Dealing in securities | 2024-04-18 | 2024-04-26 | RO | Advising on securities | 2024-04-26 | RO | Asset management | 2024-04-26 | RO | Dealing in securities | 2024-04-26 |
| 2 | BG Securities (HK) Co., Limited | RO | Dealing in securities | 2017-04-19 | 2021-04-15 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-25 | 2010-01-30 |
| 4 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-03-29 | 2012-04-12 | Rep | Dealing in securities | 2011-03-29 | 2015-06-12 | RO | Dealing in securities | 2015-06-12 | 2015-12-01 |
| 5 | JOYFUL CAPITAL HK LIMITED | RO | Advising on securities | 2019-06-21 | 2020-12-03 | RO | Asset management | 2019-06-21 | 2020-12-03 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-03-01 | 2011-03-23 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-19 | 2011-03-23 |
| 8 | Suncorp Securities Limited | RO | Dealing in securities | 2016-01-04 | 2017-01-18 |
| 9 | TIAN YUAN FINANCE LIMITED | RO | Dealing in securities | 2021-06-29 | 2021-12-23 | RO | Advising on securities | 2021-06-29 | 2024-03-08 | RO | Asset management | 2021-06-29 | 2024-03-08 |
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