Lam, Siu Ting (SFC:AVT290) 林少婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fosun International Securities Limited | Rep | Dealing in securities | 2015-12-10 | 2016-06-17 |
| 2 | GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2017-07-04 | 2018-02-09 | Rep | Dealing in securities | 2017-07-04 | 2018-02-09 |
| 3 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-07-29 | 2017-06-30 |
| 4 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-07-29 | 2017-06-30 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-14 | 2015-06-26 | Rep | Dealing in futures contracts | 2011-04-07 | 2015-06-26 |
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