Yuan, Sheng (SFC:ASI048) 袁胜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-03 | 2009-12-16 |
| 2 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-01-15 | 2011-03-29 | Rep | Advising on securities | 2010-05-17 | 2011-03-29 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-06-20 | 2012-01-12 | Rep | Dealing in securities | 2011-06-20 | 2012-01-12 |
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