Chan, Pak Ming (SFC:AXI906) 陳百明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Great Lakes Hong Kong Limited | Rep | Dealing in futures contracts | 2012-02-21 | 2012-12-31 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2017-01-03 | 2022-08-05 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-01-03 | 2022-08-05 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-01-03 | 2022-08-05 |
| 5 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-03 | 2012-02-01 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-02-20 | 2016-12-14 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-02-20 | 2016-12-14 |
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