Laurens, Xavier Emmanuel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Equities Asia Limited | RO | Dealing in securities | 2011-07-12 | 2012-09-12 |
| 2 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2005-10-07 | 2007-11-26 | Rep | Dealing in securities | 2005-10-07 | 2007-11-26 | RO | Dealing in futures contracts | 2007-11-26 | 2014-07-24 | RO | Dealing in securities | 2007-11-26 | 2014-07-24 |
| 3 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-11-09 | 2016-01-12 | Rep | Dealing in securities | 2015-11-09 | 2016-01-12 | RO | Dealing in futures contracts | 2016-01-12 | 2020-12-04 | RO | Dealing in securities | 2016-01-12 | 2020-12-04 |
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