Yabut, Vivian Chan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2016-12-05 | 2024-05-31 | Rep | Dealing in securities | 2016-12-05 | 2024-05-31 |
| 2 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2011-09-08 | 2016-08-30 |
| 3 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2016-01-04 | 2016-08-30 |
| 4 | Newedge Broker Limited | Rep | Dealing in securities | 2009-03-10 | 2009-07-31 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2009-03-10 | 2011-08-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy