Ma, Kin Kan 馬建勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-12-14 | 2015-01-28 | RO | Asset management | 2009-12-14 | 2015-01-28 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-08-20 | 2012-06-07 | Rep | Dealing in securities | 2008-08-20 | 2012-06-07 |
| 3 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Advising on securities | 2011-06-13 | 2016-12-15 | RO | Asset management | 2011-06-13 | 2016-12-15 | RO | Dealing in securities | 2011-06-13 | 2016-12-15 |
| 4 | ICEA CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2006-01-09 | 2008-08-09 | RO | Dealing in securities | 2006-01-09 | 2008-08-09 |
| 5 | ICEA CAPITAL LIMITED | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2004-01-12 | Rep | Advising on corporate finance | 2008-08-09 |
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