Xu, Hai (SFC:AMA054) 徐海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2005-05-26 | 2011-04-13 |
| 2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-07-20 | 2014-11-17 |
| 3 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2013-06-07 | 2014-11-17 |
| 4 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-07-20 | 2014-11-17 |
| 5 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Asset management | 2013-06-07 | 2014-11-17 |
| 6 | CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2014-12-15 | 2017-11-29 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-05-26 | 2011-04-13 |
| 8 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-06-07 | 2014-11-17 |
| 9 | CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2017-11-29 | 2019-08-26 |
| 10 | ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED | RO | Asset management | 2019-09-06 | 2021-01-23 |
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