Chan, Yiu Kwong (SFC:AED596) 陳耀光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in futures contracts | 2004-06-03 |
| 2 | CHAOSHANG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-01-26 | 2021-10-31 | RO | Asset management | 2021-03-03 | 2021-10-31 |
| 3 | ChaoShang Securities Limited | Rep | Dealing in securities | 2020-09-11 | 2020-11-26 | RO | Dealing in futures contracts | 2020-11-26 | 2021-10-31 | RO | Dealing in securities | 2020-11-26 | 2021-10-31 |
| 4 | Future Growth Asset Management Limited | Rep | Advising on securities | 2014-02-11 | 2015-06-01 | Rep | Asset management | 2014-02-11 | 2015-06-01 |
| 5 | Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2013-01-09 | 2015-06-01 | RO | Dealing in securities | 2013-01-09 | 2015-06-01 |
| 6 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2009-06-02 | RO | Dealing in futures contracts | 2009-06-02 | 2009-12-02 | Rep | Dealing in futures contracts | 2010-01-13 | 2010-12-29 | RO | Dealing in futures contracts | 2010-12-29 | 2012-04-12 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-06 | 2010-12-29 | RO | Dealing in securities | 2010-12-29 | 2012-04-12 |
| 8 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-07-30 | 2013-01-05 | RO | Dealing in futures contracts | 2012-12-10 | 2013-01-05 |
| 9 | Invision Asset Management International Limited | RO | Advising on securities | 2022-05-30 | 2023-01-17 | RO | Asset management | 2022-05-30 | 2023-01-17 | RO | Dealing in securities | 2022-05-30 | 2023-01-17 |
| 10 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-03 | Rep | Advising on securities | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in securities | 2006-04-24 |
| 11 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in futures contracts | 2006-04-24 |
| 12 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2004-06-03 | Rep | Advising on securities | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in securities | 2006-04-24 |
| 13 | Marketsense Asset Management Limited | Rep | Asset management | 2019-09-24 | 2020-08-03 |
| 14 | Marketsense Securities Limited | RO | Dealing in securities | 2017-10-19 | 2020-08-03 | RO | Advising on securities | 2019-06-13 | 2020-08-03 |
| 15 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-24 | 2015-09-04 | RO | Dealing in futures contracts | 2015-09-04 | 2016-06-17 |
| 16 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-24 | 2015-09-04 | RO | Dealing in securities | 2015-09-04 | 2016-06-17 |
| 17 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-07-11 | 2016-07-27 | RO | Dealing in securities | 2016-07-27 | 2016-12-01 |
| 18 | Raising International Securities Limited | RO | Advising on securities | 2023-02-20 | 2023-10-13 | RO | Asset management | 2023-02-20 | 2023-10-13 | RO | Dealing in securities | 2023-02-20 | 2023-10-13 |
| 19 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-05-03 | 2009-03-01 |
| 20 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-05-03 | 2009-03-01 |
| 21 | Victoria Harbour International Financial Holdings Limited | Rep | Advising on securities | 2024-01-03 | 2024-01-18 | Rep | Asset management | 2024-01-03 | 2024-01-18 | Rep | Dealing in securities | 2024-01-03 | 2024-01-18 | RO | Advising on securities | 2024-01-18 | RO | Asset management | 2024-01-18 | RO | Dealing in securities | 2024-01-18 |
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