Jiang, Laurie Lan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Global Markets Limited | RO | Dealing in securities | 2018-03-08 | 2023-03-08 | RO | Advising on securities | 2021-12-29 | 2023-03-08 |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2017-05-12 | 2017-07-28 | Rep | Dealing in securities | 2017-05-12 | 2017-07-28 | RO | Advising on securities | 2017-07-28 | 2023-03-08 | RO | Dealing in securities | 2017-07-28 | 2023-03-08 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-10-14 | 2008-04-10 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-05-11 | 2008-04-10 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-08-26 | 2017-02-23 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-26 | 2011-10-27 | RO | Dealing in securities | 2011-10-27 | 2017-02-23 | Rep | Dealing in futures contracts | 2014-01-02 | 2017-02-23 | Rep | Advising on securities | 2015-06-15 | 2017-02-23 |
| 7 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-23 | 2011-05-06 | Rep | Advising on securities | 2008-05-16 | 2011-05-06 |
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