To, Freeman Siu Hung 杜嘯鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-09-04 | Rep | Dealing in securities | 2012-09-04 | Rep | Advising on futures contracts | 2013-02-22 | Rep | Advising on securities | 2013-02-22 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-12 | 2009-06-23 | Rep | Advising on futures contracts | 2007-01-08 | 2009-06-23 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-10-12 | 2009-06-23 | Rep | Advising on securities | 2006-11-21 | 2009-06-23 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-21 | 2012-08-10 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-21 | 2012-08-10 |
| 6 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2006-03-27 | 2006-10-03 |
| 7 | Success Securities Limited | Rep | Dealing in securities | 2006-03-27 | 2006-10-03 |
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