Chan, King (SFC:AGL192) 陳璟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2005-06-24 | 2006-12-15 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2005-06-07 | Rep | Advising on securities | 2006-12-23 | 2014-01-17 | Rep | Dealing in securities | 2011-03-08 | 2014-01-17 |
| 3 | Quam Securities Limited | Rep | Asset management | 2014-03-27 | 2014-12-06 | Rep | Dealing in securities | 2014-03-27 | 2014-12-06 |
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