Lee, Vivienne Fung Ching 李鳳貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2005-08-19 | 2008-08-31 |
| 2 | Interactive Brokers Hong Kong Limited | Rep | Dealing in futures contracts | 2015-05-21 | Rep | Dealing in securities | 2015-05-21 | Rep | Leveraged foreign exchange trading | 2015-05-21 |
| 3 | Interactive Brokers LLC | Rep | Leveraged foreign exchange trading | 2008-10-09 | 2016-12-31 | Rep | Dealing in futures contracts | 2008-11-05 | 2016-12-31 | Rep | Dealing in securities | 2008-11-05 | 2016-12-31 |
| 4 | REALINK FINANCIAL TRADE LIMITED | Rep | Advising on corporate finance | 2003-09-23 | Rep | Advising on securities | 2003-09-23 | Rep | Asset management | 2003-09-23 | Rep | Automated trading services | 2003-09-23 | Rep | Dealing in securities | 2004-06-03 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-07-11 | 2005-07-27 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-15 | 2005-05-06 |
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