Lee, Ronald Ka Ho 李家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-03 | |
| 2 | Guo Tong Capital Management Company Limited | Rep | Advising on securities | 2010-07-07 | 2010-07-23 | Rep | Asset management | 2010-07-07 | 2010-07-23 |
| 3 | Interactive Brokers LLC | Rep | Dealing in futures contracts | 2010-08-20 | 2012-05-15 | Rep | Dealing in securities | 2010-08-20 | 2012-05-15 | Rep | Leveraged foreign exchange trading | 2010-09-09 | 2012-05-15 |
| 4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2009-11-25 | 2010-06-30 | Rep | Asset management | 2009-11-25 | 2010-06-30 |
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