Wong, Ka Ming (SFC:AWP779) 黃嘉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2016-09-02 | 2019-06-29 | Rep | Dealing in securities | 2016-09-02 | 2019-06-29 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2019-06-29 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-09-02 | 2016-10-10 |
| 4 | Interactive Brokers LLC | Rep | Dealing in futures contracts | 2011-01-11 | 2012-11-09 | Rep | Dealing in securities | 2011-01-11 | 2012-11-09 | Rep | Leveraged foreign exchange trading | 2011-02-24 | 2012-11-09 |
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