Chung, Ronald Hoi Kei 鍾凱麒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2020-06-17 | 2022-06-02 | Rep | Dealing in securities | 2020-07-02 | 2022-06-02 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-08-17 | |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-08-17 | Rep | Dealing in securities | 2022-08-17 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2010-12-01 | 2016-10-13 | Rep | Dealing in securities | 2010-12-01 | 2016-10-13 | Rep | Advising on futures contracts | 2014-05-05 | 2020-04-30 | Rep | Dealing in futures contracts | 2014-05-05 | 2020-04-30 |
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