Lau, Keith Koon Wai 劉冠緯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2023-01-12 | Rep | Dealing in futures contracts | 2023-01-12 | Rep | Dealing in securities | 2023-01-12 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-03-21 | 2022-10-31 | Rep | Dealing in securities | 2014-03-21 | 2022-10-31 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2014-03-21 | 2022-10-31 | Rep | Dealing in securities | 2014-03-21 | 2022-10-31 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-09-12 | 2009-06-16 | Rep | Advising on securities | 2007-09-12 | 2009-06-16 | Rep | Dealing in futures contracts | 2007-09-12 | 2009-06-16 | Rep | Dealing in securities | 2007-09-12 | 2009-06-16 | Rep | Advising on futures contracts | 2010-07-21 | 2013-11-08 | Rep | Advising on securities | 2010-07-21 | 2013-11-08 | Rep | Dealing in futures contracts | 2010-07-21 | 2013-11-08 | Rep | Dealing in securities | 2010-07-21 | 2013-11-08 | Rep | Automated trading services | 2012-02-09 | 2013-11-08 |
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