Kwok, Yuen Ting 郭婉婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2015-07-08 | 2019-04-10 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2013-08-30 | 2016-06-30 | Rep | Dealing in securities | 2013-08-30 | 2016-06-30 | Rep | Advising on securities | 2016-07-01 | 2019-04-10 | Rep | Dealing in securities | 2016-07-01 | 2019-04-10 | Rep | Advising on securities | 2022-04-19 | Rep | Dealing in securities | 2022-04-19 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-08-30 | 2016-06-30 |
| 4 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2013-08-16 | Rep | Asset management | 2005-09-20 | 2013-08-16 |
| 5 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-09-08 | 2013-08-16 |
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