Lau, Hung Chuen 劉洪泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | RO | Dealing in futures contracts | 2004-09-01 | 2006-05-07 |
| 2 | CHRISTFUND SECURITIES LIMITED | RO | Advising on corporate finance | 2004-07-28 | RO | Advising on securities | 2004-07-28 | RO | Asset management | 2004-07-28 | RO | Dealing in securities | 2006-05-07 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-05-17 | 2006-07-07 | RO | Dealing in securities | 2006-07-07 | 2017-10-02 | RO | Advising on securities | 2008-01-10 | 2017-10-02 | RO | Advising on securities | 2017-10-03 | RO | Dealing in securities | 2017-10-03 |
| 4 | KGI Asset Management Limited | Rep | Asset management | 2015-07-27 | 2019-11-15 | RO | Asset management | 2019-11-15 | RO | Advising on securities | 2023-12-22 | RO | Dealing in securities | 2023-12-22 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-17 | 2006-07-07 | RO | Dealing in futures contracts | 2006-07-07 | Rep | Advising on futures contracts | 2008-01-10 | 2011-12-19 | RO | Advising on futures contracts | 2011-12-19 |
| 6 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2006-07-07 | RO | Dealing in securities | 2006-07-07 | 2017-10-02 | RO | Advising on securities | 2008-01-10 | 2017-10-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy