Lo, Chih-peng 羅志鵬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI ASIA LIMITED Rep Advising on securities 2011-01-19 2011-04-07
Rep Dealing in securities 2011-01-19 2011-04-07
RO Advising on securities 2011-04-07 2015-03-01
RO Dealing in securities 2011-04-07 2015-03-01
2 KGI SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2011-01-19 2011-04-07
RO Dealing in securities 2011-04-07 2015-03-01
3 Yuanta Securities (Hong Kong) Company Limited Rep Advising on securities 2008-07-24 2009-02-12
Rep Dealing in securities 2008-07-24 2009-02-12
RO Advising on securities 2009-02-12 2010-02-09
RO Dealing in securities 2009-02-12 2010-02-09
Rep Advising on securities 2010-02-09 2010-04-01
Rep Dealing in securities 2010-02-09 2010-04-01
Rep Advising on securities 2010-06-10 2010-11-03
Rep Dealing in securities 2010-06-10 2010-11-03

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