Chan, Pak Yin 陳柏賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hongkong Bay Securities Limited | Rep | Advising on corporate finance | 2003-09-16 | Rep | Advising on securities | 2003-09-16 | Rep | Asset management | 2003-09-16 | Rep | Dealing in securities | 2006-07-08 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-12-15 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-01-30 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-07-17 | 2009-11-24 |
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