Ng, Tze Chung 吳子聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARISTO SECURITIES LIMITED | Rep | Dealing in securities | 2022-08-08 | 2022-10-18 | RO | Dealing in securities | 2022-10-18 | 2024-05-02 |
| 2 | Da Shi Tong Securities Limited | RO | Dealing in securities | 2024-05-17 | |
| 3 | Integrity Construction & Development Securities Group Limited | RO | Dealing in securities | 2022-03-31 | 2022-06-10 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-03-06 | 2009-08-07 | Rep | Dealing in securities | 2010-11-25 | 2013-02-01 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-06 | 2009-08-07 | Rep | Dealing in futures contracts | 2010-11-25 | 2013-02-01 |
| 6 | KINGDOM SECURITIES LIMITED (HK) | RO | Dealing in securities | 2021-08-26 | 2021-12-06 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2004-09-03 | 2007-02-27 | Rep | Dealing in futures contracts | 2005-05-12 | 2007-02-27 |
| 8 | Lee Kee Store Company Limited | Rep | Advising on futures contracts | 2018-07-25 | 2019-02-21 | Rep | Dealing in futures contracts | 2018-07-25 | 2019-02-21 |
| 9 | PEAK CLOUD LIMITED | RO | Dealing in futures contracts | 2019-12-05 | 2020-04-06 | RO | Dealing in securities | 2019-12-05 | 2020-04-06 |
| 10 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-03-07 | 2015-08-21 |
| 11 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2013-03-07 | 2015-08-21 |
| 12 | Rich Bay Securities Limited | Rep | Dealing in futures contracts | 2020-04-07 | 2020-04-08 | Rep | Dealing in securities | 2020-04-07 | 2020-04-08 | RO | Dealing in futures contracts | 2020-04-08 | 2020-06-29 | RO | Dealing in securities | 2020-04-08 | 2020-06-29 |
| 13 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-08-18 | 2010-11-19 |
| 14 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-08-18 | 2010-11-19 |
| 15 | Space Securities Limited | RO | Dealing in securities | 2017-06-19 | 2018-06-20 |
| 16 | Sunwah Kingsway Leasing and Finance Limited | Rep | Dealing in futures contracts | 2005-05-12 | 2005-11-30 |
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