Sin, Yuk Ching 冼玉青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-06-23 | 2013-02-21 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-12 | 2004-12-06 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2003-08-12 | 2004-12-06 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-12-06 | 2017-10-02 | Rep | Advising on securities | 2006-06-23 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | Rep | Dealing in securities | 2017-10-03 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-06 | |
| 6 | Open Securities Limited | Rep | Advising on corporate finance | 2003-08-12 | Rep | Advising on securities | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Dealing in securities | 2003-08-12 |
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