Tsang, Kam Wing (SFC:AJD792) 曾錦榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-05-25 | 2006-04-11 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-04 | 2006-04-11 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-25 | 2007-02-28 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-25 | 2007-02-28 |
| 5 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-04-13 | 2008-06-01 |
| 6 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-18 | 2009-04-30 |
| 7 | Huarong International Securities Limited | Rep | Dealing in securities | 2008-10-23 | 2010-03-01 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-06-03 | 2011-12-30 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-10 | 2011-12-30 |
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